Course Overview

SCA UAE Exam Mastery

Securities & Commodities Authority — Complete Prep

A complete, learner-friendly guide to the UAE Securities & Commodities Authority (SCA) framework. Built from official regulations and rewritten into plain English with examples, flashcards, quizzes, and revision tools.

Readiness

0%

Est. time

35h

Chapters

8

Flashcards

93

What you'll learn

  • Understand the SCA's structure, mandate, and supervisory powers
  • Master Federal Law No. 4 of 2000 and Anti-Money Laundering Law No. 20 of 2018
  • Identify licensed bodies, capital requirements and market participants
  • Apply client classification, suitability and disclosure rules confidently
  • Recall every exam-critical number, deadline, and threshold

Skills acquired

  • Regulatory analysis
  • Compliance reasoning
  • Client classification
  • Market structure knowledge
  • Settlement & default management

Recommended duration

4–6 weeks (1 hour/day)

Toolkit

Flashcards

Flip, shuffle, master, bookmark

Knowledge Check

Beginner → exam-level MCQs

Exam Numbers Cheat Sheet

Printable card grid

Rapid Revision Mode

One-page night-before review

Chapters

Chapter 1
17 questions

SCA Structural Oversight

Federal Law No. 4 of 2000Abu Dhabi HQFines up to AED 100k
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Chapter 2
11 questions

Licensed Bodies & Capital

Categories 1–5Min CapitalInside the State
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Chapter 3
17 questions

Investment Funds

REIT 80% DistributionPrivate Fund AED 180kNAV Error 0.5%
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Chapter 4
17 questions

Markets & Listing

Listing Capital AED 20mBuy-Back 10%Rights Issue Timelines
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Chapter 5
11 questions

Anti-Money Laundering (AML)

Law No. 20 of 2018Wire Transfer AED 3,500STR → FIU
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Chapter 6
22 questions

Client Protection

Retail / Professional / CounterpartyFair, Clear, Not MisleadingAED 100m HNW Trigger
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Chapter 7
21 questions

Trading

T+2 SettlementPrice/Time PriorityGold Futures 1kg
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Chapter 8
13 questions

Dubai Financial Market (DFM)

Shariah CompliantPre-Opening vs TradingSettlement Failure Rules
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